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ISO-IEC-27001-Lead-Auditor Real Exams | Reliable ISO-IEC-27001-Lead-Auditor Study Plan
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PECB ISO-IEC-27001-Lead-Auditor Certification Exam is a crucial certification for those who want to lead or participate in an information security management system (ISMS) audit. PECB Certified ISO/IEC 27001 Lead Auditor exam certification exam is designed to test an individual's knowledge and understanding of the ISO 27001 standard and the auditing process. PECB Certified ISO/IEC 27001 Lead Auditor exam certification is issued by the Professional Evaluation and Certification Board (PECB), an internationally recognized certification body that offers a wide range of certification programs in various fields.
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The PECB Certified ISO/IEC 27001 Lead Auditor exam certification program is designed for professionals who have a deep understanding of information security management systems and audit principles. The PECB ISO-IEC-27001-Lead-Auditor exam covers various topics, including information security management system standards, audit techniques, risk management, and compliance with legal and regulatory requirements. ISO-IEC-27001-Lead-Auditor Exam also tests the candidate's ability to plan, conduct, report, and follow up on an audit of an ISMS in accordance with ISO/IEC 27001 standards.
PECB Certified ISO/IEC 27001 Lead Auditor exam Sample Questions (Q48-Q53):
NEW QUESTION # 48
Someone from a large tech company calls you on behalf of your company to check the health of your PC, and therefore needs your user-id and password. What type of threat is this?
- A. Technical threat
- B. Social engineering threat
- C. Malware threat
- D. Organisational threat
Answer: B
Explanation:
Explanation
The type of threat that occurs when someone from a large tech company calls you on behalf of your company to check the health of your PC, and therefore needs your user-id and password, is a social engineering threat.
Social engineering is a technique that manipulates people into revealing confidential or sensitive information, such as passwords, personal data, bank details, etc., by impersonating someone trustworthy or authoritative, such as an IT support staff, a manager, a colleague, etc. Social engineering can be done through various channels, such as phone calls, emails, text messages, etc., and can exploit human emotions, such as curiosity, fear, greed or sympathy. Social engineering is often used by hackers or cybercriminals to gain unauthorized access to information systems or networks, or to perform malicious or fraudulent activities. References: [CQI
& IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course], ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, What is Social Engineering?
NEW QUESTION # 49
Match the correct responsibility with each participant of a second-party audit:
Answer:
Explanation:
Explanation
The correct responsibility with each participant of a second-party audit is:
* Prepares the audit report: Audit Team Leader. The audit team leader is responsible for coordinating the audit activities, communicating with the auditee and the customer, and preparing and delivering the audit report that summarizes the audit findings and conclusions1.
* Prepares audit checklists for use during the audit: Auditor. The auditor is responsible for collecting and verifying objective evidence during the audit, using audit checklists as a tool to guide the audit process and ensure that all relevant aspects of the audit criteria are covered1.
* Supports an auditor and provides feedback on their experience: Auditor in training. The auditor in training is a person who is learning how to perform audits under the supervision of an experienced auditor. The auditor in training supports the auditor by observing and participating in the audit activities, and provides feedback on their experience to improve their skills and competence1.
* Follows-up on audit findings within an agreed timeframe: Auditee. The auditee is the organisation that is being audited by the customer or a third party on behalf of the customer. The auditee is responsible for providing access and cooperation to the auditors, and for following up on the audit findings within an agreed timeframe, by implementing corrective actions or improvement measures as needed1.
* Provides an independent account of the audit but does not participate in the audit: Observer. The observer is a person who accompanies the audit team but does not participate in the audit activities. The observer may be a representative of the customer, a regulatory body, or another interested party. The observer provides an independent account of the audit but does not interfere with or influence the audit process or outcome1.
* Escorts the auditors but does not participate in the audit: Guide. The guide is a person who is appointed by the auditee to assist the audit team during the audit. The guide may escort the auditors to different locations, facilitate access to information and personnel, or provide clarification or explanation as requested by the auditors. The guide does not participate in the audit or influence its results1.
NEW QUESTION # 50
You are an experienced audit team leader guiding an auditor in training.
Your team is currently conducting a third-party surveillance audit of an organisation that stores data on behalf of external clients. The auditor in training has been tasked with reviewing the PHYSICAL controls listed in the Statement of Applicability (SoA) and implemented at the site.
Select four controls from the following that would you expect the auditor in training to review.
- A. Information security awareness, education, and training
- B. The organisation's arrangements for maintaining equipment
- C. Access to and from the loading bay
- D. How power and data cables enter the building
- E. The development and maintenance of an information asset inventory
- F. The operation of the site CCTV and door control systems
- G. The conducting of verification checks on personnel
- H. The organisation's business continuity arrangements
Answer: B,C,D,F
Explanation:
The four controls from the list that are related to PHYSICAL aspects of the ISMS are:
* Access to and from the loading bay
* How power and data cables enter the building
* The operation of the site CCTV and door control systems
* The organisation's arrangements for maintaining equipment
These controls are derived from the ISO 27001 Annex A, which provides a comprehensive list of information security controls that can be applied to an ISMS1. The other controls in the list are more related to ORGANIZATIONAL, LEGAL, or HUMAN aspects of the ISMS, which are also important, but not the focus of this question.
According to the ISMS Auditing Guideline2, the auditor in training should review the PHYSICAL controls by:
* Checking the SoA to identify the applicable controls and their implementation status
* Interviewing the relevant staff and management to verify their understanding and involvement in the controls
* Observing the physical and environmental conditions to confirm the existence and effectiveness of the controls
* Examining the relevant documents and records to validate the compliance and performance of the controls I hope this helps you prepare for the exam.
NEW QUESTION # 51
You are performing an ISMS audit at a residential nursing home called ABC that provides healthcare services. You find all nursing home residents wear an electronic wristband for monitoring their location, heartbeat, and blood pressure always. You learned that the electronic wristband automatically uploads all data to the artificial intelligence (AI) cloud server for healthcare monitoring and analysis by healthcare staff.
To verify the scope of ISMS, you interview the management system representative (MSR) who explains that the ISMS scope covers an outsourced data center.
Select three options for the audit evidence you need to find to verify the scope of the ISMS.
- A. The auditee has identified the resident's needs and expectations on healthcare medical treatment services
- B. The IT service agreement with the data center where the artificial intelligence (AI) cloud server is located
- C. The auditee has ISO 9001 certification
- D. The auditee has identified the governmental authorities' needs and expectations on healthcare services and patient data handling
- E. The auditee has identified the resident's needs and expectations on how they should protect the resident's personal data
- F. The auditee is considering the purchase of a healthcare monitoring app from an external software company
- G. The auditee has identified the resident's needs and expectations on the facility and environmental safety
- H. The auditee has identified the resident's needs and expectations on the comfort facility, medical professional's competence, and clean environment
Answer: B,D,E
Explanation:
According to ISO 27001:2022 clause 4.3, the organisation shall determine the scope of the information security management system (ISMS) by considering the internal and external issues, the requirements of interested parties, and the interfaces and dependencies with other organisations12 In this case, the ISMS scope covers an outsourced data center that hosts the artificial intelligence (AI) cloud server for healthcare monitoring and analysis of the residents' data. Therefore, the audit evidence you need to find to verify the scope of the ISMS should include:
* The auditee has identified the governmental authorities' needs and expectations on healthcare services and patient data handling. This is an external issue and an interested party requirement that affects the ISMS scope, as the auditee has to comply with the relevant laws and regulations regarding the quality, safety, and privacy of healthcare services and patient data12
* The auditee has identified the resident's needs and expectations on how they should protect the resident' s personal data. This is an external issue and an interested party requirement that affects the ISMS scope, as the auditee has to ensure the confidentiality, integrity, and availability of the resident's personal data that is collected, processed, and stored by the electronic wristband and the AI cloud server12
* The IT service agreement with the data center where the artificial intelligence (AI) cloud server is located. This is an interface and dependency with another organisation that affects the ISMS scope, as the auditee has to control the externally provided processes, products, and services that are relevant to the ISMS, and to implement appropriate contractual requirements related to information security12 The following options are not relevant or sufficient for verifying the scope of the ISMS:
* The auditee has identified the resident's needs and expectations on the facility and environmental safety. This is an external issue and an interested party requirement, but it does not affect the ISMS scope, as it is not related to information security12
* The auditee has ISO 9001 certification. This is an indication of the auditee's quality management system, but it does not verify the scope of the ISMS, as it is not related to information security12
* The auditee has identified the resident's needs and expectations on the comfort facility, medical professional's competence, and clean environment. These are external issues and interested party requirements, but they do not affect the ISMS scope, as they are not related to information security12
* The auditee has identified the resident's needs and expectations on healthcare medical treatment services. These are external issues and interested party requirements, but they do not verify the scope of the ISMS, as they are not specific to information security12
* The auditee is considering the purchase of a healthcare monitoring app from an external software company. This is a potential change that may affect the ISMS scope in the future, but it does not verify the current scope of the ISMS, as it is not yet implemented or controlled12 References:
1: ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) Course by CQI and IRCA Certified Training 1 2: ISO/IEC 27001 Lead Auditor Training Course by PECB 2
NEW QUESTION # 52
Which of the following is a possible event that can have a disruptive effect on the reliability of information?
- A. Vulnerability
- B. Risk
- C. Threat
- D. Dependency
Answer: C
Explanation:
A possible event that can have a disruptive effect on the reliability of information is a threat. A threat is anything that has the potential to harm an asset or its protection, such as a natural disaster, a human error, a malicious attack, etc. A threat can exploit a vulnerability or weakness in an asset or its protection and cause an adverse impact on the confidentiality, integrity or availability of information. ISO/IEC 27001:2022 defines threat as "potential cause of an unwanted incident, which can result in harm to a system or organization" (see clause 3.48). Reference: [CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course], ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, What is Threat?
NEW QUESTION # 53
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